Compliance

The term “Hoftex Group AG” includes Hoftex Group AG and all affiliated as well as ERWO Holding AG and its affiliated companies (§§ 15 et seq. of the German Stock Corporation Act).

The term “Ombuds Office” refers to the provision of an external and impartial whistleblower system by the Hoftex Group AG, which operates according to the application principles defined below.

Hoftex Group AG operates a company-wide, transparent, public and barrier-free accessible, uniform complaints and reporting procedure. All complaints and reports from employees or third parties are treated equally - to the extent permitted by law.

Any sign of illegal behaviour that has a corporate connection to the Hoftex Group AG or is not in accordance with internal company guidelines. This must not, however, include allegations against better judgement. In case of doubt, the Ombuds Office is also available to discuss whether an observation falls within the scope of the Ombuds Office.

All authorised persons described below should be able to report behaviour that is not in accordance with the law or does not comply with our “Code of Conduct”, to the responsible persons, without fear of prejudice or any other such repercussions.

By providing the Ombuds Office, Hoftex Group AG is also participating in an external complaints procedure for implementing the requirements of the German Supply Chain Due Diligence Act (LkSG). This gives the following authorized persons the opportunity to point out human rights or environmental risks, or to report violations of human or environmental rights, which are associated with the corporate actions of the Hoftex Group AG or its business partners.

Reports that are not connected to the described purpose may be rejected.

The aim of the Ombuds Office is to prevent and resolve violations against the law, in particular economic offences (e.g. corruption, antitrust violations, fraud, and embezzlement), in connection with the Hoftex Group AG, as well as other company-related criminal offences, or violations of the Hoftex Group AG’s compliance guidelines or standards of conduct. The Ombuds Office additionally seeks to prevent the violation of human and environmental rights.

The Ombuds Office is available to all current and former employees, including trainees, temporary personnel, and interns, as well as to business partners of the Hoftex Group AG (hereinafter referred to as “persons authorized to report”).

The qualified processing of all reports received by the Ombuds Office is carried out in accordance with a standardized procedure by Baker Tilly Rechtsanwaltsgesellschaft mbH.

When information is received by the Ombuds Office, a further course of action is always agreed between the Ombuds Office and the whistleblower, unless the latter is to remain anonymous. Following its receipt, the information is subjected to a qualified review, to verify its credibility and plausibility. An initial assessment of the legal position is also conducted, and recommendations for a further course of action are made. A separate inquiry into the facts of the matter is not carried out. The whistleblower receives qualified feedback if he/she is known to the Ombuds Office.  

When information is received by the Ombuds Office, a further course of action is always agreed between the Ombuds Office and the whistleblower, unless the latter is to remain anonymous. Following its receipt, the information is subjected to a qualified review, to verify its credibility and plausibility. An initial assessment of the legal position is also conducted, and recommendations for a further course of action are made. A separate inquiry into the facts of the matter is not carried out. The whistleblower receives qualified feedback if he/she is known to the Ombuds Office.

Important: All employees who assist in internal fact-finding must adhere to certain rules of conduct, such as:

• The person making the report must be protected! Neither names nor details may be disclosed without reason.
• Everyone must comply with the law and Hoftex Group AG internal regulations.
• All fact-finding must be conducted fairly and with respect. All facts must be evaluated objectively and conscientiously.
• Those affected have the right to be heard.
• Data and information must be treated confidentially.
• As soon as the employee realizes that he or she is in a conflict of interest, i.e., that for personal reasons it is difficult for him or her to conduct the investigation objectively, he or she must report this. The investigating department will then transfer the case to another employee.
• The reporting department can close the case if the report was incomplete or not comprehensible.
• Insofar as it is possible and legally permissible, the Ombuds Office will inform the whistleblower within three months of the measures taken - even if the clarification of the matter has not been completed by then.

Yes, every person authorized to report has the option of submitting the report anonymously. If the person authorized to report reveals his/her identity, the Ombuds Office will treat this identity as confidential at the request of this person. 

The Ombuds Office assert that they will not, under any circumstances, reveal the name of the whistleblower to the Hoftex Group AG, if the whistleblower wishes to remain anonymous. Hoftex Group AG has contractually waived any requests for information from the Ombuds Office.

Only in cases where the whistleblower expressly permits the Ombuds Office to forward the information provided and to disclose his/her identity to the Hoftex Group AG will the Ombuds Office pass these details on to the authorized contacts of the Hoftex Group AG.

In the case of anonymous reports, it should be noted that communication with anonymous whistleblowers can be difficult or even impossible. In such cases, it is not possible for the Ombudsman's Office to provide the anonymous whistleblower with feedback on the handling of his case. The clarification of the facts can also be made considerably more difficult.

As licensed lawyers, the Ombuds Office is professionally and legally bound to secrecy. The Ombuds Office will only pass on the report or information from the report to third parties (including the Hoftex Group AG) if the reporting party has explicitly agreed to this.

The Ombuds Office is not subject to any form of instruction from third parties, and particularly not from the Hoftex Group AG, with regard to submitted reports. The Ombuds Office is impartial. In particular, they are at liberty to assess the facts and to communicate with the reporting party.

Hoftex Group AG expects its employees to take joint responsibility for compliance with legal and internal regulations.

In this context, the use of the available reporting procedure and reporting of any knowledge of improper conduct in business transactions, of other criminal matters pertaining to the company, or of violations of internal company regulations, is welcomed.

We explicitly wish to point out, however, that the use of this procedure is entirely voluntary, unless legal or contractual notification requirements already exist.

Note: Legal or contractual notification requirements of this nature currently only exist if there is an immediate, substantial risk to safety or health within the company or a flaw is identified in the company's occupational health system, or if there is a risk of considerable personal injury or serious property damage for the company which is still currently avoidable.

As an alternative to the option of reporting via the Ombudsman's Office described here, employees of Hoftex Group AG, business partners and third parties can also report compliance-relevant matters to the e-mail address compliance@hoftexgroup.com .

Please find the contact details for the Ombuds Office on top of this page Information can be provided in person, by telephone, in writing, or using electronic media (e-mail, SMS).

Availability:

• By phone: Mon-Fri 8:00 am to 18:00 pm (Central European Time)
• Personally: by appointment 
• E-mail, SMS: at any time

Information can be provided in German or English. Reports in other languages can be submitted by e-mail. These will be machine-translated. In these instances, an answer will always be provided in English. If serious violations are suspected, a translation agency bound to confidentiality will be called in to enable communication in the language of the reporting party. 

No. The reporting party will not incur any costs as a result of using the Ombuds Office.

No. Any form of discrimination against reporting parties is strictly prohibited in accordance with the Hoftex Group AG compliance policy.

Individuals who file complaints or reports in good faith will not be penalized for doing so. If you believe that you or any other person has been retaliated against or that you or any other person has been retaliated against in any way for filing a complaint please notify Hoftex Group AG immediately through one of the company's reporting channels.